ONTOLOGY EXPLORER
Rule 144A
<https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/NorthAmericanSecurities/USSecuritiesRestrictions/Rule144A>
プロパティと値
| プロパティ | 値 |
|---|---|
| type | NamedIndividual |
| type | LegalHoldingRestriction |
| type | _:c14n46 |
| label | "Rule 144A" |
| seeAlso | ecfrlinks |
| definition | "securities regulation that allows investors to resell privately placed securities to qualified institutional buyers (QIBs) under certain conditions" |
| adaptedFrom | "Rule 144A is defined in the US Code of Federal Regulations (CFR) Title 17, Chapter II, Part 230, clause 144A - Private resales of securities to institutions. See https://www.ecfr.gov/current/title-17/chapter-II/part-230?toc=1 for the actual text of the regulation." |
| explanatoryNote | "QIBs are institutional investors with at least $100 million invested in securities. Rule 144A provides an exemption from SEC registration for these resales." |
| explanatoryNote | "Rule 144 section A is a Securities & Exchange Commission rule that establishes specific criteria for determining whether a person is not engaged in a distribution and creates a safe harbor from the Section 2(a)(11) definition of 'underwriter'. It modifies holding period requirements on privately placed securities to permit qualified institutional buyers to trade these positions among themselves." |
| isApplicableIn | UnitedStatesJurisdiction |