ONTOLOGY EXPLORER
SEC Rule 201
<https://spec.edmcouncil.org/fibo/ontology/SEC/Securities/NorthAmericanSecurities/USSecuritiesRestrictions/SECRule201>
プロパティと値
| プロパティ | 値 |
|---|---|
| type | NamedIndividual |
| type | SecuritiesRegulation |
| type | TradingRestriction |
| label | "SEC Rule 201" |
| definition | "securities regulation that is part of Regulation SHO that is a circuit breaker limiting short sales to prevent them from causing a security's price to drop further after a significant decline" |
| adaptedFrom | "https://www.sec.gov/divisions/marketreg/rule201faq.htm" |
| explanatoryNote | "On February 26, 2010, the Commission adopted Rule 201 of Regulation SHO. Rule 201 restricts the price at which short sales may be effected when a stock has experienced significant downward price pressure. Rule 201 became effective on May 10, 2010. (Securities Exchange Act Release No. 61595 (Feb. 26, 2010), 75 FR 11232 (Mar. 10, 2010) ('Rule 201 Adopting Release')). Compliance with the new rule is required as of February 28, 2011. (Securities Exchange Act Release No. 63247 (Nov. 4, 2010), 75 FR 68702 (Nov. 9, 2010))." |
| explanatoryNote | "The Securities and Exchange Commission (SEC) short sale alternative uptick rule (Rule 201) requires the establishment of a short sale-related circuit breaker in the event a security's price decreases by ten percent or more from the previous day's closing price. Once activated, the short sale restriction will remain in effect for the remainder of the day as well as the following day. Values are A - 'Flag in Effect/Activated', C - 'Flag Continued' and N - 'Flag Not in Effect'. If not given the default is 'N - Flag Not in Effect'. When a stock is triggered, traders can only execute short sales of the stock above the National Best Bid (NBB) price." |
| synonym | "alternative uptick rule" |
| isApplicableIn | UnitedStatesJurisdiction |
この項目への参照
このグラフ内での参照はありません。