ONTOLOGY EXPLORER
Securities and Exchange Commission
<https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/NorthAmericanEntities/USRegulatoryAgencies/SecuritiesAndExchangeCommission>
プロパティと値
| プロパティ | 値 |
|---|---|
| type | NamedIndividual |
| type | GovernmentAgency |
| type | FederalGovernmentEntity |
| isDefinedBy | USRegulatoryAgencies |
| label | "Securities and Exchange Commission" |
| definition | "independent commission established by the Securities Act of 1933 and Securities Exchange Act of 1934 whose mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation" |
| abbreviation | "SEC" |
| explanatoryNote | "The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. Here the SEC is concerned primarily with promoting the disclosure of important market-related information, maintaining fair dealing, and protecting against fraud.\n Crucial to the SEC's effectiveness in each of these areas is its enforcement authority. Each year the SEC brings hundreds of civil enforcement actions against individuals and companies for violation of the securities laws. Typical infractions include insider trading, accounting fraud, and providing false or misleading information about securities and the companies that issue them.\n One of the major sources of information on which the SEC relies to bring enforcement action is investors themselves - another reason that educated and careful investors are so critical to the functioning of efficient markets. To help support investor education, the SEC offers the public a wealth of educational information on this Internet website, which also includes the EDGAR database of disclosure documents that public companies are required to file with the Commission.\n Though it is the primary overseer and regulator of the U.S. securities markets, the SEC works closely with many other institutions, including Congress, other federal departments and agencies, the self-regulatory organizations (e.g. the stock exchanges), state securities regulators, and various private sector organizations. In particular, the Chairman of the SEC, together with the Chairman of the Federal Reserve, the Secretary of the Treasury, and the Chairman of the Commodity Futures Trading Commission, serves as a member of the President's Working Group on Financial Markets." |
| isPartOf | UnitedStatesGovernment |
| hasWebsite | "http://www.sec.gov/"^^<http://www.w3.org/2001/XMLSchema#anyURI> |
| hasJurisdiction | UnitedStatesJurisdiction |