ONTOLOGY EXPLORER
brokerage firm
<https://spec.edmcouncil.org/fibo/ontology/FBC/FunctionalEntities/FinancialServicesEntities/BrokerageFirm>
プロパティと値
| プロパティ | 値 |
|---|---|
| type | Class |
| label | "brokerage firm" |
| subClassOf | NonDepositoryInstitution |
| subClassOf | BrokerDealer |
| definition | "firm in the business of buying and selling securities, operating as both a broker and a dealer, depending on the transaction" |
| definitionOrigin | "Office of Financial Research (OFR) Annual Report, 2012, Glossary" |
| adaptedFrom | "https://www.worldbank.org/en/publication/gfdr/gfdr-2016/background/nonbank-financial-institution"^^<http://www.w3.org/2001/XMLSchema#anyURI> |
| explanatoryNote | "The term broker-dealer is used in U.S. securities regulation parlance to describe stock brokerages, because most of them act as both agents and principals. A brokerage acts as a broker (or agent) when it executes orders on behalf of clients, whereas it acts as a dealer (or principal) when it trades for its own account." |
| synonym | "market maker" |
この項目への参照
- ABNAMROBank → type
- ABNAMROSecurities → type
- BankOfAmericaEurope → type
- BarclaysBank → type
- Commerzbank → type
- INGBank → type
- JPMorganSecurities → type
- MorganStanleyAndCoInternational → type
- MorganStanleyAndCoLLC → type
- NatWestMarkets → type
- SocieteGenerale → type
- StandardCharteredBank → type
- LocalFirm → subClassOf
- _:c14n1936 → first
- _:c14n1970 → first
- _:c14n1971 → first